Regulatory & Compliance

Businesses operate in an increasingly regulated environment. We help clients navigate complex legal requirements and build compliant, resilient operations.
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Our Expert in Regulatory & Compliance

Supriya Murthy

Partner and Head of Litigation

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Core Services

Our team advises on regulatory obligations across sectors, from financial services to data protection and environmental law. We design compliance programmes, draft policies and conduct internal audits to identify gaps and implement corrective action. Drawing on our audits and governance expertise, we integrate compliance into corporate culture and provide training to staff.

Our services cover a wide spectrum of regulatory regimes. For financial services clients, we advise on licencing, prudential requirements, conduct of business rules, anti‑money‑laundering and sanctions compliance, market abuse and consumer protection. We design anti‑bribery and corruption policies and train employees on the UK Bribery Act and Foreign Corrupt Practices Act. Our data‑protection practice advises on General Data Protection Regulation (GDPR) compliance, privacy notices, data‑subject rights, cross‑border transfers and data breach response plans. We conduct health and safety audits and help implement management systems to meet ISO standards. For environmental compliance, we advise on waste management, emissions regulations, environmental permitting and sustainability reporting. We assist with consumer‑law compliance, advertising standards, e‑commerce regulations and product safety. Our team prepares vendor and supply‑chain due diligence processes to mitigate risk and ensures that third parties adhere to your compliance standards. We help set up whistleblowing procedures, risk registers and compliance committees. When regulators investigate, we assist with self‑reporting, remediation plans and negotiations. We provide training and workshops to embed compliance into your corporate culture and use digital tools to monitor and report on compliance metrics.

Client Benefits

A proactive compliance strategy reduces the risk of fines, investigations and reputational harm. Clients gain confidence that their operations meet legal standards and can demonstrate this to regulators and stakeholders.

By understanding regulatory requirements and integrating compliance into daily operations, businesses avoid costly enforcement actions, product recalls and service disruptions. Comprehensive policies and training protect employees from unwitting breaches and establish a culture of ethics and accountability. Effective compliance can be a competitive advantage, allowing businesses to enter regulated markets, secure contracts and attract investment. When issues do arise, a strong compliance record and prompt remediation can mitigate penalties and reputational damage. Our oversight ensures that you are prepared for inspections and can provide regulators with evidence of your controls and due diligence. Overall, proactive compliance safeguards your business, enhances stakeholder trust and promotes sustainable growth.

Why Choose Us

We combine legal knowledge with practical insight into industry‑specific regulation. Our collaborative approach ensures that compliance measures support business objectives rather than hinder them.

Our compliance team comprises lawyers and specialists with backgrounds in regulated industries, enforcement agencies and compliance functions. We understand how regulators think and what they expect from businesses. We take time to learn about your products, services, operations and risk appetite to design compliance programmes that fit your organisation. We monitor legislative changes and emerging risks and alert clients to potential impacts. Our use of technology and data analytics helps clients streamline compliance processes and gain real‑time insights. We believe that compliance should be a driver of operational excellence rather than a barrier to innovation and work with clients to integrate compliance into strategic planning. Our commitment to education and training empowers your teams to take ownership of compliance, embedding it in your culture.

Speak to us about building a compliance programme that protects your business

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